The FDIC published its Spring 2026 edition of Consumer Compliance Supervisory Highlights, which summarizes consumer compliance exam findings identified during recent FDIC compliance exams. The publication highlights recurring issues, emerging trends, and regulatory focus areas observed at FDIC‑supervised institutions.
The Supervisory Highlights cover exam findings across a range of consumer compliance areas, including common violations, weaknesses in compliance management systems, and challenges related to policies, procedures, training, monitoring, and corrective action. The report also provides insight into how examiners are evaluating compliance efforts and where institutions are experiencing ongoing difficulty.
The Supervisory Highlights offer valuable insight into examiner expectations and enforcement priorities. Reviewing the publication can help institutions identify potential gaps in their own compliance programs before they are identified during an examination.
Institutions should use the report to:
- Assess whether similar issues exist within their own operations.
- Refresh risk assessments and internal controls based on noted trends.
- Incorporate key themes into staff training and compliance monitoring activities.
You can view the Consumer Compliance Supervisory Highlights here.
CCI suggests sharing this information with your institution’s Compliance Officer. CCI can help your institution review policies, update procedures, and conduct internal or external audits to address the most frequently cited violations and complaint trends, keeping your compliance program examiner ready. If you have any questions, you can contact us via inquiries@completecompli.com.
Victoria Peterson, CCBCO